2

11

YEARS of EXPERIENCE

I have 11 years of experience having worked in two brokerage firms. I have passed 6 broker qualification examinations and obtained licenses in about 23 states in the U.S.

Principal/Supervisory Exam
Series 10 - General Securities Sales Supervisor - General Module Examination
Series 9 - General Securities Sales Supervisor - Options Module Examination
YEARS
EXPERIENCE
General Industry/Products Exam
Series 3 - National Commodity Futures Examination
SIE - Securities Industry Essentials Examination
Series 7 - General Securities Representative Examination
State Securities Law Exam
Series 66 - Uniform Investment Adviser Law Examination
5

Work experience

6

I've been fortunate to work with and for people from some amazing organizations.

achievements
Over 2,000
Partners worldwide, as well as Clients, brokers and advisors.
Over 500
Impressive portfolios handled for clients worldwide with more 40 countries.
7
8

contact

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